ccording
to the ISI
Essential Science Indicators
Web product, the paper "Mutations in Cu/Zn superoxide
dismutase gene are associated with familial amyotrophic
lateral sclerosis," (Nature 362[6415]: 59-62, 4
March 1993) is currently the fifth most-cited paper in the
field of Neuroscience & Behavior over the past decade. In
the essay below, this paper’s primary author, Dr. Daniel
Rosen, relates the interesting course of his career both
before and after this seminal paper. Dr. Rosen is an Assistant
Professor of Molecular Genetics in the Department of
Biomedical Sciences at the Wadsworth Center in New York.
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Three important neurogenetics
projects came to fruition at Massachusetts General Hospital (MGH) in
March, 1993. One report described the identification of the MERLIN
gene, which, when mutated, causes neurofibromatosis type II. The
Huntington’s Disease Consortium reported the identification of the
causative gene for that disease, dubbed Huntingtin (then known locally
as "Interesting Transcript #15"). And our group reported in Nature
that mutations in the SOD1 gene were associated with some cases of
amyotrophic lateral sclerosis (ALS), the disease that took the life of
Yankee great Lou Gehrig. March of 1993 was not a bad month for MGH.
That time seems astounding to me now. In retrospect, I never would
have predicted the paper describing the identification of the
chromosome 21 ALS gene would generate so much interest. ALS is a rare
disease, and it wasn’t obvious that many people—scientists,
physicians, or others—were especially interested in it. ALS did have
a few factors contributing to the attention that the Nature
paper subsequently garnered: ALS is an abominable disease—it is a
fatal neurodegenerative disease of the motor nervous system. Ninety
percent of ALS patients die within five years of diagnosis. Further,
ALS is a disease of progressive paralysis, eventually robbing the
afflicted of virtually all voluntary movements; ironically, sensory
and cognitive functions are unimpaired. And most ALS patients perish
from respiratory insufficiency; that is, they suffocate. Like Edgar
Allan Poe’s story, "The Premature Burial," what could be
more terrifying than becoming slowly trapped within your own body,
fully cognizant of the unremitting progress of lethal disease?
In addition to the horrible nature of ALS, not much progress had
been made on elucidating its causes in over a century of
investigation. Most cases of ALS are sporadic—seemingly picking
victims at random, occurring for no apparent reason. Because of its
sporadic nature, scientifically, ALS is a slippery disease: its
unpredictability made it impossible to formulate testable predictions,
and define causative factors. And because ALS is a disease of the
human nervous system, few experimental procedures could be employed in
its study. For decades after its characterization, most studies of ALS
were largely descriptive, focusing on nervous system pathology post
mortem. It was to be expected that any progress at all on defining
causative factors for ALS would be hailed as a major breakthrough.
What ALS lacked in terms of mass appeal, at least to scientists,
was augmented somewhat by a gene eventually associated with it: SOD1.
SOD1 is the structural gene for Cu, Zn superoxide dismutase, an enzyme
required for removal of the free radical, superoxide. Prior to the
link to ALS, superoxide dismutase had been implicated in aging, as a
defensive component of the immune system, and as a very interesting
enzyme because of its unusual properties, and a significant literature
existed on it in each of these three areas.
But there was a third variable that created the synergy of interest
in the discovery of SOD1 as an ALS gene. With the discovery that some
cases of Parkinson’s Disease could be caused by an impurity of
synthetic heroin (MPTP), acting through the free radical MPP+, the
field of neurodegeneration had become dominated by the view that
neurological disease (and possibly, normal aging) was caused by free
radicals. The identification of SOD1, a free radical detoxifying
enzyme, as the apparent cause of an important neurodegenerative
disease was simply additional important proof for this hypothesis. (I
must note that the basis of SOD1 ALS is still uncertain, and may not
be due to impaired ability of the enzyme to detoxify superoxide).
It was the convergence of interest from many fields—neurology,
enzymology, free radical biology, neurodegeneration, and a few others—that
was the likely source of interest of this paper.
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...if SOD1 failed to be the complete answer to
ALS, it was the first answer, and one that has given much hope for the eventual conquering of the disease.
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So how did I get involved in all this? For my part, I was a
molecular biologist turned mercenary human geneticist. Prior to June
1991, I slaved away in the labs of the Dana-Farber Cancer Institute.
As a postdoc in the laboratory of Dr. Lorraine Gudas, I worked hard
but was unable to publish even a single paper in my four-year
internship, a prescription of certain death for a young scientist’s
career. Coldly evaluating my chances for attaining an assistant
professor or corporate scientist position anywhere, I decided they
were not good. Genuinely believing that I was likely on my way out of
research biology, I decided that, as a swan song, I would donate what
skills I possessed to an area that might benefit from them—hereditary
human diseases.
I had interviewed with Dr. Robert H. Brown, Jr., a
neurologist-scientist at MGH, and one of the principals of the Boston
ALS genetics effort. The other was Dr. H. Robert Horvitz, the C.
elegans developmental biologist at MIT, and a Hughes investigator.
The ALS genetics effort was centered in Dr. Brown’s MGH lab. Already
on-board were a dedicated technician, Peter Sapp, and an incomparable
study coordinator, Nurse Diane McKenna-Yasek, who was liaison to the
many family members participating in the research. Another technician,
Jerry O’Regan, was later added to the group.
Dr. Brown was a charismatic individual with an obvious passion for
solving the ALS riddle. In my interview, he provided an overview of
the project, and a description of the planned work, going forward.
During this meeting, I experienced a strong conviction that I could
find this gene, given my background in molecular genetics from my
graduate student days at Brandeis University, when, among other
things, I performed a 100 Kb walk on the Drosophila X
chromosome. I felt certain that I could be useful to Dr. Brown, if he
would hire me. He eventually did, and I was given the nebulous title,
"Project Leader." (I would be remiss if I did not mention
that it was likely the recommendation of Dr. Michael Rosbash, a
Brandeis professor and a Hughes investigator, to Dr. Horvitz that
secured my role in this project).
It would take too much space to relate in detail the history of the
research that led to the identification of SOD1 as the chromosome 21
ALS gene. The short version: the early ALS linkage effort culminated
in a May, 1991 report in the New England Journal of Medicine,
describing the results for a collection of 23 ALS families; these
results suggested linkage to the long arm of human chromosome 21. But
the highest combined two-point LOD score for the 23 families was only
2.89, less than the required score of 3.0 to firmly establish linkage.
Linkage was formally established using a multipoint analysis of four
chromosome 21 DNA markers. Still, the results were underwhelming for a
cohort of 23 families, and the report was received by the human
genetics community with deafening silence and, perhaps, skepticism. As
a result, when I joined the team, I personally was decidedly uncertain
that there really was an ALS gene on chromosome 21. It was not until I
had isolated new microsatellite DNA markers from the linked region of
chromosome 21 that the issue was settled. In a paper that was intended
to be published before the Nature paper, we reanalyzed linkage
of ALS to chromosome 21 using ten chromosome 21 microsatellite DNA
markers (Rosen et al., "Genetic linkage analysis of familial
amytrophic lateral sclerosis using human chromosome 21 microsatellite
DNA markers," Am. J. Med. Genet. 51: 61-69, 1994). In this
report, we describe a maximal two-point LOD score of 4.29 @ 5 cM from
the DNA marker, D21S223 for a set of thirteen ALS families. LOD scores
for other markers, especially D21S63, were supportively high. Linkage
was confirmed; there really was an ALS gene on chromosome 21.
When the discovery finally did come, it came like a tsunami,
sweeping us along in a chaos of alphabet soup: PCR, SSCP, and A, G, C,
T (DNA sequencing). I had prepared a final version of the above
manuscript and was in the process of submitting it. But then we began
finding a plethora of mutations in the SOD1 gene, and everything was
dropped in the frantic scurry to document as many different mutations
associated with ALS as quickly as possible. The linkage paper, which
should have preceded the Nature one, as it set the stage for
the latter, was eventually published in the American Journal of
Medical Genetics. In my humble opinion, it is a beautifully clean
piece of work, a model for the presentation of linkage results, but it
has been largely ignored, completely eclipsed by the SOD1 report in Nature.
Details surrounding the submission and publication of the Nature
report are fascinating, and provide great insight into human nature.
Thanks to the efforts of Dr. Horvitz, the manuscript was circulated
and evaluated among three prominent scientists, and was accepted for
publication by Nature within 72 hours, which may be a record
for a Nature manuscript. There was a possibility (but one I
doubt was taken seriously) that I would not have been first author; it
was suggested by another scientist to Dr. Brown that "I’ll be
first author, and you, Bob, can be last, as we usually do." This
was followed by a telephone-mediated war by two parties for second
author. I have heard a rumor that one scientist who had nothing to do
with the research, successfully pleaded, on their knees and with
tear-filled eyes, to be included as an author; s/he was.
Ultimately, 33 researchers made it onto the list of authors. Of
these, I was either familiar with or have met 22 over the past decade;
I still have not met 10 of my co-authors. The decision was made early
on by Dr. Brown to commemorate the efforts of all serious ALS genetics
researchers by including them as authors on this report, a view that I
embrace as proper. Interestingly, the extensive list of authors almost
cost me a job. While interviewing for a position with the Division of
Genetic Disorders at the NY State Department of Health, one of the
senior administrators expressed to me the opinion that I could not
have contributed substantially to the discovery if so many people were
involved.
Of course, many others who were not authors contributed to the
research, directly and indirectly, and it would be impossible to
mention them all. Locally, our group was heavily dependent on the
methods and expertise of the bevy of scientists working with Jim
Gusella, not to mention reagents (thank you, Kathy M., for all those
oligos you made for us!) Externally, our efforts profited from direct
collaborations with people like David Patterson and Michael
Brownstein. And there were all of the "indirect"
collaborators, whose previous results and materials facilitated our
work. People like Sidney Pestka, whose lab made the 3x1s chromosome 21
cosmid library, and Paul Watkins, for cosmid PW517, from which I
isolated the key microsatellite DNA marker, D21S63. And Irwin
Fridovich and Yoram Groner for the seminal work on the Cu, Zn
superoxide dismutase enzyme and the SOD1 gene, respectively. Could
Ditsa Levanon ever have anticipated how important her 1985 EMBO
paper on the architecture and sequence of the human SOD1 gene would be
to us seven years later? I would like to take this opportunity to
thank everyone who contributed to this research in any manner.
The immediate significance of this work is fairly obvious:
mutations in the SOD1 gene were the first significant cause of ALS
identified in the long history of research on the disease. SOD1
mutations cause approximately 20% of all hereditary ALS cases; they do
not seem to cause many, if any, cases of sporadic ALS. We had hints
that SOD1 would not be the causative gene for all hereditary ALS, as
some ALS families we were studying did not have a high posterior
probability of linkage to chromosome 21. But we were very disappointed
that it was not a cause of sporadic ALS, which represents 90% of all
ALS cases. The immediate implications of our findings were: 1) that
there is at least one other ALS gene, and possibly, several; and 2)
sporadic ALS has an etiology distinct from at least SOD1 hereditary
ALS, and one that might be radically different in pathophysiology. But
if SOD1 failed to be the complete answer to ALS, it was the first
answer, and one that has given much hope for the eventual conquering
of this disease. It gave other researchers a starting point from which
to work.
Immediate developments that arose directly from this work include
the construction, first by collaborator Mark Gurney and then others,
of an animal model for ALS, in the form of mice harboring mutated SOD1
transgenes. These mice, which dramatically reproduce the features of
human ALS, have been a huge source of information about the disease,
permitting not only analysis of the etiology of ALS from the earliest
stages right through to death, but also the screening of compounds
that might mitigate or even prevent ALS. And there has been an
enormous amount of work on SOD1 and Cu, Zn superoxide dismutase. But
the latter has yielded very few secrets regarding ALS.
The SOD1 discovery demonstrated in an awesome way the incredible
power of linkage analysis. Using only a small set of families, a
proportion of which were not even linked to the same gene, each with a
limited number of affected individuals, it was possible to find a gene
causing an important disease. By the time the Nature paper
appeared, we knew that SOD1 caused only about 20% of hereditary ALS
cases, meaning that one or more unidentified genes caused the other
80% of cases. Finding these other genes should eventually provide
insight into the cellular/molecular mechanism that causes ALS—not
only in the hereditary, but perhaps also in the sporadic cases. It is
not without some consternation that I must point out it is only
recently that other ALS genes have been genetically mapped or
identified. A more aggressive campaign of investment in ALS genetic
research by various public and, especially, certain private funding
agencies over the past decade could have expedited these discoveries,
and substantially improved our current conception of the etiology of
ALS.
In the past dozen years, I have learned much regarding human
genetics research, and more generally, regarding how to successfully
bring a research project to fruition. If there is any advice I can
give to anyone, I would say, "ALWAYS use the right tool for the
job." Knowing what is needed, of course is the tricky part, but
not infrequently, it is the right person, one who has a combination of
drive, attitude, and the proper skill set to get the job done. I was
the right person for finding the chromosome 21 ALS gene. Sure, the
gene would probably eventually have been found, but it would have
required substantially longer than the year and a half that it took.
The right tool, sometimes in the form of the right person, can mean
the difference between a quick answer and, possibly, no answer at all.
The personal responses of various people regarding this paper have
been widely varied. Perhaps the greatest compliment I have ever
received from a colleague for any of my work as a scientist was the
comment, "Nice piece of work," from Stylianos Antonarakis.
At the other end of the spectrum, a response typical of that rendered
by a Michigan mouse geneticist, and all too common, is "I heard
you just got lucky." Maybe so. I have always tried to be humble
and self-deprecating regarding the discovery, and have made it a point
to credit Drs. Brown and Horvitz as the principals at every
opportunity. I am continually surprised when people I have never met
are impressed at meeting me, my reputation from this paper apparently
preceding me. During the period following the discovery, I attempted
to remain emotionally level, aware of the terribleness of the disease,
of all the people affected by it, and of a job that was incomplete.
But maybe I restrained my emotions overly: I now feel that perhaps I
should have indulged more in the joy that comes with a significant
discovery. But an opportunity lost is lost forever…
The discovery of an ALS gene was an incredible experience, and I
know that I was fortunate to have been a part of the process. In many
ways, it was the hardest thing, professionally, that I have ever done.
Back then, in the midst of all of the excitement, Bob Brown told me
that this would probably be the biggest paper of my career. The
possibility had not occurred to me until he said it, and, in a
fashion, I was offended to think this might be true, given that I was
not yet even an Assistant Professor, with an opportunity to
demonstrate my abilities as an independent investigator, and still
with a substantial career ahead of me. But given recent occurrences in
my career, it appears Bob might be right, after all.
Dedicated in affectionate friendship to Rick Boyce, the second
person ever to see an ALS mutation. Cheers!
Daniel R. Rosen, Ph.D.
Wadsworth Center
New York State Department of Health
Albany, NY, USA
Copyright© 2003 Daniel R. Rosen; all rights
reserved
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