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in-cites,
July 2004
Citing URL: http://www.in-cites.com/scientists/DrIanMcDougall.html
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An
interview with:
Dr. Ian McDougall |
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r.
Ian McDougall discusses his highly cited work in the Social
Sciences field in both an essay and an interview. In a recent
analysis of the ISI
Essential
Science Indicators
Web product, Dr. McDougall’s work in this field had the
highest percent increase in total citations. His most-cited
paper is "New 4-million-year-old hominid species from
Kanapoi and Allia Bay, Kenya," (Nature 376[6541]:
565-571, 17 August 1995), which has been cited a total of 113
times to date. Dr. McDougall is a Professor Emeritus at
Australian National University’s Research School of Earth
Sciences in Canberra.
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Why do you think your work is highly cited?
Principally because the papers that are being cited are reporting
newly discovered hominid fossils in East Africa, relating to the
origin and evolution of our own species. Clearly, there is much
interest shown by the general population, as well as by scientists,
in these questions.
What are the circumstances which led to your work?
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“That several authors were involved in each paper serves to emphasize the multidisciplinary approach necessary to provide the appropriate context for the homonid fossils.”
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In studying hominid fossils it is important that the fossils be
placed in proper geological context, requiring multidisciplinary
investigations. For more than 25 years, I have worked in close
association with stratigraphers on the history of deposition in the
Turkana Basin, driven largely by the remarkable discoveries over
many years of hominid fossils from the sediments of the basin. I
have been concerned mainly with the provision of precise and
accurate age measurements on the volcanically-derived horizons in
the Turkana Basin, yielding a robust time scale for the geological
history of the basin, as well as providing age constraints for the
many hominid fossils.
How would you describe the significance of this work for your
field?
I became involved in the establishment of a numerical time scale
for hominid evolution in East Africa through a major controversy
surrounding the age of the KBS Tuff that lies just above the
stratigraphic level from which the hominid fossil ER 1470 was
recovered from sediments in the Koobi Fora area, adjacent to Lake
Turkana, northern Kenya. This controversy was resolved
satisfactorily in the early 1980s through our precise and
reproducible age measurements on the KBS Tuff, but my work on the
geochronology of the sedimentary sequence in the Turkana Basin
continues today. Isotopic ages are now available for more than 20
horizons within the Turkana Basin, showing that deposition began
about 4.2 million years (Ma) ago. The measured ages are entirely
consistent with the independently determined stratigraphic order,
giving further credence to the ages. These dating studies, together
with similar measurements undertaken elsewhere, especially on
hominid-bearing sequences in Ethiopia, have provided a robust time
framework which is of considerable value when dealing with questions
related to the origin and evolution of hominids. Numerical age
estimates were often hotly debated in the past, but the improved
dating techniques and their proper application has resulted in
dating issues becoming much less contentious than previously.
Where do you see this research going 10 years from now?
The time framework for hominid-bearing sequences in East Africa
no doubt will be progressively improved by further application of
isotopic age measurements, particularly the 40Ar-39Ar
dating technique, in places where suitable volcanically-derived
materials are available from the sequences. This work will continue
to be closely associated with, and to a large extent driven by,
paleoanthropological research, especially in Kenya and Ethiopia,
where contemporaneous volcanism has been widespread.
What lessons would you draw from your work to share with the
next generation of researchers?
In relation to the geochronology of the hominid-bearing sequences
in the Turkana Basin, the most significant lesson to learn is the
paramount importance of demonstrating that the results obtained not
only are reproducible but that similar results are achieved on
multiple samples from the same horizon. Confirmation of this kind is
essential in order to provide confidence in the numerical ages.
Likewise, the results must be shown to be geologically plausible,
especially through consistency with the both the local and regional
stratigraphic order.

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Some
Recollections and Comments on
Involvement in
Paleoanthropological Studies
I was trained as a geologist, with most of my career
devoted to dating of rocks by means of the potassium-argon (K-Ar)
isotopic dating method. At the Research School of Earth
Sciences in the Australian National University in Canberra we
were able to develop a laboratory to undertake K-Ar dating of
rocks, subsequently also utilizing a variant of the method
known as the 40Ar-39Ar technique. By the
mid-1970s the laboratory had a well-established reputation in
part because of several applications of the K-Ar method to
dating of rocks that provided significant input into major
geological hypotheses related to how the Earth works. Thus, in
the 1960s, ours was one of two main laboratories that helped
establish the geomagnetic polarity time scale, the history of
reversal of the Earth’s magnetic field over the last several
million years (Ma). This was one of the key sets of data that
led to the development and rapid acceptance of the plate
tectonic paradigm. A related study on dating of rocks from the
Hawaiian Island volcanoes showed that indeed the center of the
main volcanism moved progressively southeast along the island
chain at an average rate of about 9.5 cm/year, consistent with
predictions from the plate tectonic model for the velocity of
Pacific plate motion across a hotspot in the mantle.
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“With the continuing discovery of new hominid fossils in Kenya and Ethiopia, the geochronology measurements on associated volcanic rocks became increasingly important in constraining the age of the fossils.” |
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From about this time in the mid-1970s I began to be asked
to review manuscripts that used the K-Ar and 40Ar-39Ar
techniques to date rocks within sedimentary sequences in which
hominid fossils had been found, especially in East Africa. At
the time there was a good deal of controversy surrounding the
numerical age of spectacular new hominid finds made by Richard
Leakey and his team from the National Museums of Kenya in the
sediments exposed in the Koobi Fora area, lying adjacent to
the eastern shores of Lake Turkana in northern Kenya. In
particular, the cranium ER 1470, often assigned to Homo
habilis, was collected from sediments lying just below the
KBS Tuff, an important marker horizon produced by a
contemporary explosive volcanic eruption. Dating of this tuff
by the K-Ar and 40Ar-39Ar methods had
given a wide range of numerical ages from about 1.6 to 2.6 Ma,
leading to much debate, particularly as the older age would
have meant that ER 1470 was the oldest hominid known at that
time. The co-leaders of the Koobi Fora Research Expedition,
Richard Leakey and Glynn Isaac, invited me to participate in
further isotopic dating of the tuffs, a number of which were
known to occur in the sedimentary sequence. In principle,
isotopic dating of alkali feldspar crystals found within
pumice clasts in a tuff would yield an age for the igneous
eruption. As deposition of a tuff within a sedimentary basin
generally would have occurred within a very short interval
after the eruption, days to perhaps tens of years, extending
to hundreds of years at most, the age obtained on a tuff also
provides a close estimate of the age of deposition. Thus, in
1978 I was able to undertake field work at Koobi Fora,
collecting pumice clasts and tuffs from a number of horizons
throughout the sequence, under the guidance of the geologist
of the expedition at that time, Ian Findlater. Subsequently,
our initial K-Ar and 40Ar-39Ar dating
results on the KBS Tuff were published in Nature in
1980 and 1981, showing that it had a quite reproducible age of
1.88 ± 0.02 Ma. These results were
seen as resolving the controversy on the numerical age of the
KBS Tuff and thus of ER 1470 recovered from sediments just
below the tuff (e.g. see Hay, R. L., Nature 284: 401,
1980).
We also made age measurements on other tuffs in the
sequence, demonstrating that the sequence at Koobi Fora was
laid down between about 4.0 and 0.7 Ma ago. The results were
consistent with the stratigraphic order, providing much
confidence in the age measurements, and yielding a reliable
numerical time frame for the deposition of the sediments and
their contained fossils. This work was published in 1985
(McDougall, I., Bulletin of the Geological Society of
America 96: 159-175), and further amplified in 1989 when
the stratigraphy, geochronology, and the stratigraphic
position and estimated age of the many hominid fossils from
the Koobi Fora area and elsewhere in the Turkana Basin were
reviewed (Feibel, Brown, and McDougall, American Journal of
Physical Anthropology 78: 595-622). Co-authors Frank Brown
and Craig Feibel were both then at the University of Utah.
They have worked closely with the paleoanthropologists of the
National Museums of Kenya to provide the stratigraphic context
for the fossils, as well as developing an understanding of the
depositional history in the Turkana Basin, of which the
sediments of the Koobi Fora area are part. Their work,
together with that of other colleagues (e.g., Thure Cerling),
has been crucial in providing a comprehensive, overall
synthesis of the basin’s history. This has been accomplished
through identification and correlation of the many tuffaceous
horizons throughout the Turkana Basin using traditional
stratigraphic mapping methods, together with chemical analyses
of the volcanic glass comprising the tuffs and pumice clasts,
which they showed to commonly have distinctive compositions.
As a result of the success of our geochronological work in
the Koobi Fora sedimentary sequence in the late 1970s and
early 1980s, I continued to collaborate with the
paleoanthropologists of the National Museums of Kenya,
initially with Richard Leakey, but later through his wife and
professional colleague Meave Leakey. All my work was
undertaken in close association with Frank Brown and Craig
Feibel, as they studied the stratigraphy of the related
sediments exposed adjacent to the western shores of Lake
Turkana in the 1980s and 1990s. This was done in conjunction
with the search for new hominid fossils, with the latter the
major driving force behind the expeditions.
With the continuing discovery of new hominid fossils in
Kenya and Ethiopia, the geochronology measurements on
associated volcanic rocks became increasingly important in
constraining the age of the fossils. The greater sensitivity
of the analytical instruments used in the measurements and the
higher precision attainable, together with the demonstration
by several laboratories that it was possible to measure
precise 40Ar-39Ar ages on single
crystals of alkali feldspar of 1 mm or less in size, led to
this latter technique becoming the main one used in
documenting the age of new fossil discoveries.
The three papers of particular note published over the last
decade, recognized in the Social Sciences field of ISI
Essential Science Indicators, were all multiauthored, with
Meave Leakey as first author, as the focus was new
paleoanthropological results in each case, arising from
expeditions organized and run by Meave. One of the papers
(Leakey et al., 1995) assigned hominid fossils from
Kanapoi and Allia Bay in the Turkana Basin sequences to a new
species Australopithecus anamensis, shown to be
bipedal, found in sediments deposited between 4.17 and 4.07 Ma
ago. The 2001 Leakey et al. paper described a new
hominid genus and species, Kenyanthropus platyops, of
age 3.5 Ma. That several authors were involved in each paper
serves to emphasize the multidisciplinary approach necessary
to provide the appropriate context for the hominid fossils.
Thus, in each case, the essential geological information and
interpretation was provided by a stratigrapher (Craig Feibel
or Frank Brown), with myself undertaking the geochronological
measurements to constrain the age of the fossils. For each
study, I spent several weeks in the field with the
stratigrapher collecting material suitable for the isotopic
dating work. Single crystal 40Ar-39Ar
dating of alkali feldspars from quite small pumice clasts
yielded very precise results. The actual time spent in the
field by me was small in comparison with the time the
stratigraphers and the fossil hunters worked in the hot, near-desertic
environment that typifies the Turkana region. Much more of my
time was devoted to preparing samples for analysis and making
the measurements, although it should be emphasized that the
field collecting is always a most essential and critical part
of the overall research program.
This work is ongoing within the Turkana Basin, in close
collaboration with Frank Brown of the University of Utah. We
now have precise age measurements on more than 20 tuffaceous
horizons within the Turkana Basin stratigraphic sequence.
Thus, when new hominid or other fossils of interest are found,
it is commonly possible to give an age estimate to better than
0.1 Ma for the stratigraphic level from which the fossil or
fossils were derived, provided that the stratigraphic level
can be determined relative to one or preferably more than one
of the known tuffaceous beds. However, when additional
tuffaceous horizons are found within the stratigraphic
sequence in association with important fossils, there will
continue to be an interest in and need to undertake further
age measurements if suitable materials for dating are
available, in order to further improve the time framework and
to refine our understanding of evolutionary paths and
processes. This kind of research into the origin and evolution
of our own species obviously will continue in the future, no
doubt with many unexpected discoveries of hominid fossils on
the way that will shake our current views, but at the same
time provide an increasingly well-documented history. As
further hominid fossils are found and their age and provenance
determined, I’m confident that we will improve our
understanding of the evolutionary processes that have lead to
modern humans, and extend our knowledge as to when the lineage
leading to modern humans bifurcated from that of the great
apes. In this context, the general interest in hominid
evolution will also clearly continue, especially in relation
to Africa, which is widely accepted as the cradle of mankind.
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Ian McDougall, Ph.D.
Australian National University
Canberra, Australia
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in-cites, July 2004
Citing URL: http://www.in-cites.com/scientists/DrIanMcDougall.html
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